VP, SOX Program Office

About the Opportunity

One of the largest and best banks in the world to work is looking to hire a VP of SOX Compliance. The role will be responsible for the firm’s internal controls and compliance (SOX). There is tons of room for growth here (upwards and laterally), flexibility to work remotely, and they are one of the top-paying banks in the world.

The annual base salary range is $100,000 to $140,000. Actual compensation offered to the successful candidate may vary from posted hiring range based upon geographic location, work experience, education, and/or skill level, among other things. Details about eligibility for bonus compensation (if applicable) will be finalized at the time of offer.

 

Job Responsibilities

  • Assist in ensuring financial reporting accuracy and compliance with SEC requirements and the firm’s policies; ensure adequate controls are in place
  • Participate in independent appraisal activities performed by internal audit as well as by external auditing firms for the purposes of certification of financial statements and assessing the adequacy, effectiveness and compliance with financial, operating, information systems, and administrative controls.
  • Advice on directional strategy by analyzing subject matter and its application in own job and the business. Focuses on the implementation of policies and procedures
  • Recognize technical authority for an area within the business
  • Uses communication and diplomacy to guide and influence others, in particular colleagues in other areas and occasional external customers
  • Act as an advisor on significant business/product decisions
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding the firm, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
  • Perform other duties and functions as assigned

 

Job Requirements

  • Bachelor’s Degree
  • 5+ Years of SOX compliance experience (Any Industry)

Learn & Grow

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